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A. The service fees are insufficient to cover the cost of managing the account

B. The respondent bank's customer acceptance and know your customer policies are ineffective

C. It is not used on a daily basis

D. The volume and value of transactions passing through the account may not be in line with the originalcorrespondent agreement

A. Exchanging information between national law enforcement agencies

B. Submitting only formal requests for information to a financial intelligence unit

C. Contacting the potential suspect or their family members to request information

D. Contacting existing liaison officers in the foreign jurisdiction

A. Reputation Risk

B. Customer Risk

C. Product and Service Risk

D. Country Risk

A. Identify multiple wire transfers initiated by casas de cambio to jurisdictions outside of Mexico that bear noapparent business relationship with that casa de cambio

B. Identify if there is a decrease in the sale of large denomination U.S. bank notes to casas de cambio by thebank

C. Identify the money laundering scheme and submit a suspicious transaction report

D. Identify deposits by casas de cambio that include third-party items including sequentially numberedmonetary instruments

A. request exception from the relevant FATF-style regional body by submitting a report with the reasons.

B. pay a penalty for the delay in adopting the FATF 40 recommendations accurately and timely.

C. prepare a report to defend its position against the FATF secretariat, which is comprised of the assessors.

D. address the shortcomings identified in the report and agree to post-assessment monitoring by FATF.

A. A consultant with limited knowledge and experience in AML but many years of internal audit experience

B. An internal auditor with a family member employed in the AML department

C. A consultant previously employed in the AML department within the past 2 years

D. An internal auditor with the requisite knowledge and expertise of AML

E. Qualified bank staff if not involved in the AML function being tested

A. The FIU must be able to promote the value of the government's commitment to embed a corruption free society within the country.

B. The FIU must operate from physically separated premises from other law enforcement agencies and government offices.

C. The FIU must have absolute trust amongst national and international stakeholders before sensitive information will be exchanged with confidence.

D. The FIU meets the Egmont Group assessment criteria.

A. Report to FATF on the implementation of their progress under the enhanced follow-up mechanism.

B. Demonstrate a high-level commitment to swiftly resolve the identified deficiencies in the FATF mutual evaluation report.

C. Expect private statements from FATF regarding the level of compliance of the jurisdiction, when insufficient progress is made.

D. Appeal to FATF for a technical compliance re-rating based on the jurisdiction's own experts criteria.

E. Request FATF for an extension of deadlines in order to provide local awareness on the improvements that are necessary to solve the deficiencies.

A. Corporate entity customers.

B. Short-term client relationships.

C. The seasoning of accounting clients.

D. The subject matter of requested services.

A. Those who are the ultimate source of funds for the account and whose source of wealth should be subjectto due diligence

B. Those who generally have ultimate control through ownership or other means over the funds in theaccount

C. Those two are authorized signers on the account

D. Those who have legal title to a controlling share interest in the customer