問題1
What is the ISO code for platinum?
What is the ISO code for platinum?
正確答案: C
問題2
You have taken 3-month (92 days) deposits of CAD 12,000,000.00 at 1.10% and CAD 6,000,000.00 at 1.04%. Minutes later, you quote 3-month CAD 1.09-14% to another bank. The other dealer takes the CAD 18,000,000.00 at your quoted price. What is your profit or loss on this deal?
You have taken 3-month (92 days) deposits of CAD 12,000,000.00 at 1.10% and CAD 6,000,000.00 at 1.04%. Minutes later, you quote 3-month CAD 1.09-14% to another bank. The other dealer takes the CAD 18,000,000.00 at your quoted price. What is your profit or loss on this deal?
正確答案: A
問題3
Which of the following functions does a to-party repo agent not perform?
Which of the following functions does a to-party repo agent not perform?
正確答案: A
問題4
How long does the Model Code recommend that tapes and other records of dealers/brokers be kept?
How long does the Model Code recommend that tapes and other records of dealers/brokers be kept?
正確答案: D
問題5
The market is quoting:
3-month (90-day) NZD 2.55%
6-month (182-day) NZD 2.75%
What is the 3x6 rate in NZD?
The market is quoting:
3-month (90-day) NZD 2.55%
6-month (182-day) NZD 2.75%
What is the 3x6 rate in NZD?
正確答案: D
問題6
Gambling or betting amongst market participants has obvious dangers and:
Gambling or betting amongst market participants has obvious dangers and:
正確答案: B
問題7
A 3-month (91-day) UK Treasury bill with a face value of GBP 50,000,000.00 is quoted at a yield of 4.25%. How much is the bill worth?
A 3-month (91-day) UK Treasury bill with a face value of GBP 50,000,000.00 is quoted at a yield of 4.25%. How much is the bill worth?
正確答案: A
問題8
The one-month (31-day) GC repo rate for French government bonds is quoted to you at 3.75-80%. As collateral, you are offered EUR25 million nominal of the 5.5% OAT April 2006, which is worth EUR 28,137,500. If you impose an initial margin of 1%, the Repurchase Price is:
The one-month (31-day) GC repo rate for French government bonds is quoted to you at 3.75-80%. As collateral, you are offered EUR25 million nominal of the 5.5% OAT April 2006, which is worth EUR 28,137,500. If you impose an initial margin of 1%, the Repurchase Price is:
正確答案: B
問題9
An at-the-money call option:
An at-the-money call option:
正確答案: D
問題10
Where the matter of dealing for personal account is concerned, the Model Code recommends that
Where the matter of dealing for personal account is concerned, the Model Code recommends that
正確答案: A
問題11
The primary issue for insuring prudent liquidity management in accord with the guidance provided by the Basel Committee (Basel II I Basel III) is:
The primary issue for insuring prudent liquidity management in accord with the guidance provided by the Basel Committee (Basel II I Basel III) is:
正確答案: B
問題12
An option contract that gives the buyer the right to exercise the option at several distinct points during its life is called:
An option contract that gives the buyer the right to exercise the option at several distinct points during its life is called:
正確答案: C