問題1
What risks are you looking for when a client has requires Enhanced Due Diligence (EDD) (Select 3)
What risks are you looking for when a client has requires Enhanced Due Diligence (EDD) (Select 3)
正確答案: A,B,E
問題2
Shell companies can only be established as single purpose entities?
Shell companies can only be established as single purpose entities?
正確答案: A
問題3
What is the Primary legislation for Money Laundering in the United States?
What is the Primary legislation for Money Laundering in the United States?
正確答案: C
問題4
A compliance officer in an international bank is reviewing new customer onboarding files. The relationship manager provides a whole set of customer documents, in addition to information from open source research. What information should be used by the compliance officer as secondary documentation to verify the primary documentation?
A compliance officer in an international bank is reviewing new customer onboarding files. The relationship manager provides a whole set of customer documents, in addition to information from open source research. What information should be used by the compliance officer as secondary documentation to verify the primary documentation?
正確答案: C
說明：（僅 NewDumps 成員可見）
問題5
The minimum level of Customer Due Diligence that is required when opening a new account includes the following? (SELECT 2)
The minimum level of Customer Due Diligence that is required when opening a new account includes the following? (SELECT 2)
正確答案: C,D
問題6
Secondary identification is often used to cross-verify the primary form of identification and to cross-verify information provided by the customer.
What is an example of secondary identification? (SELECT 2)
Secondary identification is often used to cross-verify the primary form of identification and to cross-verify information provided by the customer.
What is an example of secondary identification? (SELECT 2)
正確答案: A,D
問題7
Most Organizations Use the three risk classifications for customers.
What are they? (SELECT 3)
Most Organizations Use the three risk classifications for customers.
What are they? (SELECT 3)
正確答案: A,B,C
問題8
What Boolean operator words can be used in for searching in EDD? (SELECT 2)
What Boolean operator words can be used in for searching in EDD? (SELECT 2)
正確答案: A,B
問題9
Jurisdictions with high risk usually have (SELECT 4)
Jurisdictions with high risk usually have (SELECT 4)
正確答案: A,B,D,E
問題10
What risk increases with non-face-to-face business relationships or transactions, or when payments are sent to or received from unknown or unassociated third parties.
What risk increases with non-face-to-face business relationships or transactions, or when payments are sent to or received from unknown or unassociated third parties.
正確答案: D